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Professional Profile: Alok Daiya
Alok Daiya is a committed professional with over 22 years of experience in academia and corporate training. Holding a Master's degree in Accounting & Finance, he excels in administration, public speaking, and creativity. His key strength lies in providing live examples with humor, making complex financial concepts accessible and engaging.

by RA ALOK DAIYA SEBI Reg. INH000011468, BSE Enlistment No. 5737

Career as an Industry Expert
Alok Daiya has extensive experience in the financial industry, holding various positions that demonstrate his expertise in financial markets and client relations:
1
SEBI Registered Research Analyst
February 21, 2023
2
Associate Professor, Visiting Faculty, Resource Planner, Resource Person & Trainer
2012-2022
3
SEBI registered Sub-Broker
Worked with Motilal Oswal as a SEBI registered Sub-Broker, Insurance and Mutual Fund Advisor (January 2010 – March 2016)
4
HNI Manager
Served as HNI (High Net-worth Individual) Manager at Kassa Finvest Limited (July 2009 – December 2009) and Narnolia Securities Limited (July 2008- December 2008)
5
Unit Head
Held the position of Unit Head & HNI Manager at HO (Rachi) at Narnolia Securities Ltd. (November 2007-June 2008 and January 2009 to June 2009)
6
HNI Relationship Manager
Worked as HNI Relationship Manager cum dealer at Bansal Sharevest Private Limited (April 2002- October 2007)
Career as an Associate Professor & Visiting Faculty
Alok Daiya has held several prestigious teaching positions at leading academic institutions:
1
National Institute of Securities Markets (NiSM)
Resource Person for NiSM - Kotak Securities CSR (Kona Kona Shiksha) Project
2
Institute of Chartered Accountants of India (ICAI)
June 2015 - Present
Role: Faculty (ICAI/RP/0326/E/WB/0030)
3
NSE Academy Limited & St. Xavier's College
Oct 2017 - April 2020
Role: Faculty for Technical Analysis
4
St. Xavier's College (Kolkata)
Aug 2014 - April 2020
NCCMP Classes (Fundamental & Technical Analysis, Mutual Funds & Insurance)
5
J D Birla Institute
July 2019 - April 2020
Role: NSE Courses Faculty (Technical Analysis)
6
Bengal Institute of Business Studies
April 2017 - June 2017
Role: Associate Professor, Finance Faculty & Course Developer (GAFA - NSE)
7
BSE Institute Limited
February 2016 - March 2017
Role: Faculty for GFMP Program
8
Kotak Mahindra
August 2013-March 2017
Kotak Role: Regulatory Examination IC33 & Sales Training
9
Kredent Academy
January 2012 – April 2017
Role: Financial Market Courses Instructor - Trading & Financial Planning
Career as a Government Representative and Speaker
1
Government of India & CRISIL (2015)
Served as Coordinator for West Bengal & Odisha- Ujjwala Pari Yojna conducting a comprehensive survey on LPG gas availability, usage patterns, and substitutes in the region.
2
Institute of Chartered Accountants of India (2018)
Conducted multiple workshops on Stock Trading & Analysis at ICAI-EICASA Kolkata, including a 4-day workshop in February and a 3-day workshop in November.
3
Modern Institute of Engineering & Technology (2018)
Delivered an insightful seminar focused on Fintech developments and applications.
4
Brainware University (2019)
Delivered a seminar on "Recent Changes in Global Financial Market".
5
Praxis Business School (2019-2020)
Conducted specialized seminars on Applied Financial Market, featuring innovative teaching methods including "Game of Hammer – Technical Analysis" (2019) and "Financial Tambola – Fundamental Analysis" (2020).
Additional Speaking Engagements
Alok Daiya has been invited to speak at various institutions and organizations, sharing his expertise on financial markets and related topics:
1
Deutsche Wealth Management (2015)
Conducted a 2-day session on "Wealth Management through Mutual Fund" at Net Ambit (Kolkata Regional Office)
2
DSP Black Rock Mutual Funds (2020)
Provided NiSM V A Certification Training
3
Shri Shikshayatan College (2020)
Presented on "Career in Financial Market"
4
Shri Shikshayatan College (2022)
Conducted "Game of Hammer – Technical Analysis" session
5
NMIMS, Bangalore (2020)
Guided students through a Live Project on Stock Market
6
Institute of Management Technology, Nagpur (2021)
Delivered a session on "Facts & Myths of Stock Market"
7
The Bhawanipur Education Society College
Conducted a session on Financial Statements (Balance Sheet Analysis)
8
GLA University, Mathura (2020)
Presented a session on the Topic: "Facts & Myths of Stock Market"
Areas of Proficiency
Alok Daiya has provided classes on a wide range of financial and business topics, including:
Core Finance & Accounting
  • Financial Accounting
  • Managerial Costing
  • Financial Planning
  • Taxation
  • Economics for Market
  • Financial Services
  • Fixed Income Securities
  • Banking
Investment & Market Analysis
  • Mutual Funds
  • Technical Analysis
  • Fundamental Analysis
  • Research Analyst
  • Securities Law
  • Derivatives
  • Foreign Exchange Market
  • Foreign Exchange Management
Business & Wealth Management
  • Investment Banking
  • Private Equity & Venture Capital
  • Wealth Management
  • Insurance
  • Mergers & Acquisitions
  • Marketing & Sales
  • Basics of Marketing
  • Ethics and Professional Standard
Notable Accomplishments in Academia
Course Development
  • Developed professional courses for NSE named GAFA,
  • Relationship Manager Career Program, Wealth Manager Career Program
  • Gamification Courses - Game of Hammer, Game of Continuity, Financial Tambola, The DO Game
Teaching Excellence
Conducted classes successfully on each topic for 180 students with the highest attendance rate during sessions.
Student Success
Had the highest passing percentage of students in his classes.
Training Programs and Modules
Alok Daiya has successfully undertaken numerous training programs and modules, demonstrating his versatility and expertise in various financial domains:
160+
Comprehensive Modules
Trained across 30 specialized areas
280+
Certification Success
90%+ success in IC-33 and IC-38
90%
Student Achievement
Consistent passing percentage
1
1
Online Trading Expertise
30 practice modules with 150+ students
2
2
Relationship Management
8 specialized modules, 80+ participants
3
3
Investment Planning
20 modules reaching 140+ participants
4
4
Professional Development
Life Advisor Programs & BSE workshops
Innovative Teaching During Covid-Pandemic 2019-2020
During the COVID-19 lockdown period, Alok Daiya demonstrated his adaptability and commitment to education by developing engaging and interactive methods to teach complex subjects remotely via ZOOM.
800+
Students Trained
Successfully trained in various financial topics during lockdown
4
Interactive Games
Innovative teaching methods developed
1
Technical Analysis for Beginners - GAME OF HAMMER
An innovative approach to teaching basic technical analysis concepts
2
Advanced Technical Analysis - GAME OF CONTINUITY
A method to teach advanced concepts in technical analysis
3
Fundamental Analysis - FINANCIAL TAMBOLA
A creative way to teach fundamental analysis principles
4
Derivatives - THE DO GAME
An interactive approach to teaching derivatives concepts
Educational Background
1
2009: CA P.E - II
Institute of Chartered Accountants of India
Score: 51.17%
2
2007: M.Com
Burdwan University, West Bengal
Score: 44.80%
3
2005: B.Com (Hons.)
Calcutta University, Seth Anandram Jaipuria College
Score: 52.00%
4
2002: Higher Secondary
West Bengal Board of Higher Secondary Education
Score: 64.80%
5
2000: Secondary Examination
West Bengal Board of Secondary Education
Score: 59.25%
Professional Certifications
Alok Daiya has obtained numerous professional certifications, demonstrating his commitment to continuous learning and expertise in various financial domains:
1
2024
Research Analyst – NiSM XV (National Institute of Securities Market)
Score: 64.50%
2
2022
Mutual Fund Distributor – NiSM V A (National Institute of Securities Market)
Score: 66.00%
3
2021
Research Analyst – NiSM XV (National Institute of Securities Market)
Score: 83.75%
4
2018
Mutual Fund Distributor NiSM VA (National Institute of Securities Market)
Score: 78.00%
5
2016
Investment Adviser (level-1) – NiSM X A (National Institute of Securities Market)
Score: 65.50%
6
2015
Research Analyst – NiSM XV (National Institute of Securities Market)
Score: 70.50%
7
2012
Mutual Fund Distributor – NiSM V A (National Institute of Securities Market)
Score: 54.75%

Derivatives Market Module (NCFM)
Score: 75.50%
8
2009
FEDAI – NSE Currency (NCFM)
Score: 77.75%
9
2008
Market Wave Research – Technical Analysis (Narnolia Knowledge Capital)
Score: 60.00%

Market Wave Research – Derivatives (Narnolia Knowledge Capital)
Score: 70.00%
10
2003
Derivative Core Module (NCFM)
Score: 68.75%
Capital Market Module (NCFM)
Score: 63.25%
Skills and Competencies
1
Technical Know How
Well-versed in MS Office, TradingView, Automation Tools, Graphic Designing
2
Soft Skills
Positive attitude with excellent communication skills
3
Leadership
Natural leader with a strong aptitude for learning
4
Entrepreneurship
Having a perfect blend of Innovation, Creativity, Resilience, Perseverance, Networking, Communication, Technology & Strategic Planning Skills
5
Product Development
Having a strong sense of Technical Proficiency, with attention to detail keeping in mind the Empathy Mapping and user-centered design approach
6
Photography
Highly recognized and awarded by many of the organizations.
Approached by Canon India as a Mentor
Hobbies and Interests
Photography
Award-winning photographer who serves as a competition judge and conducts photography workshops.
Creative Writing
Passionate poet who combines photography with poetry in a unique project called Poetography (own poems with own photographs).
Workshop Facilitation
Actively shares knowledge through photography workshops and educational sessions, extending creative expertise beyond finance.