Compliance Catalog

Annual Compliance Audit Report

Audited financial filings and statutory reviews.

100% Audited Compliance status: Alok Daiya Research Services remains fully compliant with all statutory SEBI and BSE audit mandates.

1. Audit Status Summary

As required under Regulation 19(3) of the SEBI (Research Analysts) Regulations, 2014, our research records, client agreements, digital onboarding contracts, and subscription invoice ledger have been thoroughly audited by our certified statutory legal counsel.

2. Audit Timelines & Disclosures

Financial YearAudit DateCompliance OfficerStatus
FY 2025 - 2026May 4th, 2026Alok Daiya100% COMPLIANT
FY 2024 - 2025April 12th, 2025Alok Daiya100% COMPLIANT

Official Audit Documentation

Access the Google Drive folder containing the signed audit report and certification files.

View Audit Report